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Total Return Securities Fund (SWZ) Insider Trading

Total Return Securities Fund (SWZ) has 6 SEC Form 4 insider filings on record in the last 90 days. That includes 6 insider purchases totalling $198K. Most recent filing: Oct. 13, 2026.

Bought vs sold

Open-market value, last 90 days

Bought: $198K (100%)
  • Bought $198K · 100%

What insiders filed

Form 4 filings by type, last 90 days

Buys: 6 (100%)
  • Buys 6 · 100%

At a glance

Insiders trading
4
Largest buy
$116K
Most recent filing
Oct 13, 2026

Latest SWZ Form 4 filings

Date Insider Trade Value Price since buy
Oct 13, 2026 SEC filing GOLDSTEIN PHILLIP Secretary Bought $28,723 +0.7% 7D
Sep 30, 2026 SEC filing SELL MORITZ A Director Bought $11,530 +1.1% 30D
Sep 29, 2026 SEC filing Dakos Andrew President and CEO Bought $115,814 +0.7% 30D

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About this data

Form 4 is the filing company officers, directors and 10% shareholders must submit to the SEC within two business days of trading their own company's stock. Open-market purchases generally carry more signal than sales, which are often scheduled in advance. More on how this works.